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David Flora

9 Years of Experience
Minneapolis, MN
1 DisclosureBroker

David Flora is a registered investment advisor at Wells Fargo Advisors, based in Minneapolis, MN, with 9 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

90 S 7th St 10th & 11th Fls, [Gq-Rbo], Minneapolis, MN, 55402

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History

Regulatory History (1)
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Financial
June 2026
Final
Other Business Activities

David has a 49% ownership in RODA LLC, a real estate holding company, and spends minimal time on it. He also has a 49% ownership in Oregon Ice Entertainment Corp and dedicates about 10-20% of his time as a co-owner and advisor on a youth hockey program.

Employment History
Current Registrations
Wells Fargo Advisors
August 2024 - Present · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Key Investment Services LLCBroker
March 2006 - December 2006 · 9 mos
Banc of America Investment Services, INC.Broker
July 1999 - December 2003 · 4 yrs 5 mos
Ba Investment Services, INC.Broker
October 1997 - July 1999 · 1 yr 9 mos
State Registrations4 states
AZFLMNOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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