Lloyd Hodgin
Lloyd Hodgin is a registered investment advisor at Wealth Plus of the Dakotas, INC., based in Aberdeen, SD, with 28 years of industry experience. Lloyd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 91 clients with $66M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.95% |
| $100K - $250K | 0.75% |
| $250K - $500K | 0.55% |
| $500K - $1.0M | 0.35% |
| $1M+ | 0.25% |
Fees are negotiable and may be reduced for combined household or common employer accounts.
Fee Estimator
Location
405 8th Ave. Nw, Suite 208, Aberdeen, SD, 57401
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2015Customer Dispute
October 2012Customer Dispute
December 2010Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Lloyd is the President and IAR of Wealth Plus of the Dakotas, Inc., an RIA firm, and VP and 50% owner of Premier Tax and Bookkeeping. He is also VP of Dakota Financial Services, Inc. which employs P&C insurance agents, and owner of Dakota Financial Services providing B/D products & Fixed Insurance products, and VP of Insurance Professionals, Inc., a traditional property casualty insurance agency.
Employment History
Current Registrations
Wealth Plus of the Dakotas, INC.
Previous Registrations
Saxony Securities, INC.Broker
Wealth Plus of the Dakotas, INC.
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
United Securities Alliance, INC.Broker
Wma Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.