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Michael Rose

Rose Capital Advisors, LLC
28 Years of Experience
Miami Beach, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Michael Rose is a CFP-designated registered investment advisor at Rose Capital Advisors, LLC, based in Miami Beach, FL, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 6 more. Their firm serves 375 clients with $610M in assets under management.

Rose Capital Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
375 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$608.3M

Fee Structure

Planning is included in investment management (also available separately)

Rose Capital Advisors offers investment management through a wrap fee program and private funds, with specific fee schedules detailed in separate program brochures. For private pooled investment vehicles managed by the firm, investors pay an annual management fee of 0.50% on committed capital and subsequently on invested capital for five years, along with potential performance-based incentive fees if returns exceed an established benchmark or hurdle rate.

View Full SEC Brochure

Location

119 Washington Avenue, Suite 400, Miami Beach, FL, 33139

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2026
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael conducts advisory business through Rose Capital Advisors LLC as a financial advisor since 2014, dedicating full-time hours. He also provides consulting services for Castellan Holdings Manager, LLC, dedicating minimal time, and works as an insurance agent selling non-variable insurance, also dedicating minimal time.

Employment History
Current Registrations
Rose Capital Advisors, LLC
October 2014 - Present · 12 yrs
Saxony Securities, INC.Broker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Further Lane Securities, L.P.Broker
July 2013 - March 2014 · 8 mos
Tandragee Global Advisors, LLC
August 2012 - February 2015 · 2 yrs 6 mos
Spire Securities, LLCBroker
June 2012 - July 2013 · 1 yr 1 mo
Dominick & Dominick LLC
October 2009 - July 2012 · 2 yrs 9 mos
Dominick & Dominick LLCBroker
March 2005 - July 2012 · 7 yrs 4 mos
Wachovia Securities, LLCBroker
February 2002 - February 2005 · 3 yrs
Sands Brothers & CO., LTD.Broker
May 1998 - January 2002 · 3 yrs 8 mos
D. H. Blair & CO., INC.Broker
November 1997 - April 1998 · 5 mos
State Registrations26 states
ALAZCACOCTDCFLGAHIILLAMAMDMIMNNCNJNYOHPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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