Kenneth Chan
Kenneth Chan is a registered investment advisor at LPL Financial LLC, based in Morganville, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Morganville, NJ
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2015Customer Dispute
May 2015Customer Dispute
September 2003Customer Dispute
April 2002Other Business Activities
Kenneth uses Gladstone Advisors as a DBA for his LPL business. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Union Brokerage Services, INC.Broker
Gaines, Berland INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.