TS
PFS
TS
PFS

Thomas Sawyer

27 Years of Experience
Oakland Park, FL
Broker

Thomas Sawyer is a PFS-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Oakland Park, FL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1400 East Oakland Park Blvd #100, Oakland Park, FL, 33334

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is an independent contractor for Leeward Financial Advisor, dedicating about 10-20% of his time to activities related to RJF. He also owns multiple rental real estate properties and serves as an officer/treasurer for several non-profit organizations, as well as being the owner and main CPA for Sawyer & Latimer, PA, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2022 - May 2023 · 1 yr 1 mo
Ameriprise Financial Services, LLCBroker
February 2022 - May 2023 · 1 yr 3 mos
Integrated Wealth Concepts LLC
July 2017 - February 2022 · 4 yrs 7 mos
LPL Financial LLCBroker
June 2017 - March 2022 · 4 yrs 9 mos
Lincoln Financial Advisors Corporation
December 2015 - May 2017 · 1 yr 5 mos
Lincoln Financial Advisors CorporationBroker
December 2015 - May 2017 · 1 yr 5 mos
Cetera Investment Advisers LLC
July 2004 - December 2015 · 11 yrs 5 mos
Cetera Financial Specialists LLCBroker
June 2004 - December 2015 · 11 yrs 6 mos
Hochman & Baker Investment Advisory Services, INC.
June 1999 - October 2004 · 5 yrs 4 mos
Hochman & Baker Securities, INC.Broker
November 1997 - June 2004 · 6 yrs 7 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.