Christopher Neil Williams

United Brokerage Services INC

26 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

United Brokerage Services INC

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

1,904 clients

Average Client Portfolio

$204K average

Assets Under Management

$389.1M

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$1,000

Location

300 N Market Street, Washington, NC, 27889

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History

Regulatory History (1)

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Customer Dispute

November 2008

Settled

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Employment History

Current Registrations

United Brokerage Services INC

March 2018 - Present · 7 yrs 11 mos

United Brokerage Services, INCBroker

March 2018 - Present · 7 yrs 11 mos

Previous Registrations

Capital One Advisors, LLC

January 2015 - March 2018 · 3 yrs 2 mos

Capital One Investing, LLCBroker

January 2015 - March 2018 · 3 yrs 2 mos

Capital One Financial Advisors LLC

January 2014 - January 2015 · 1 yr

Capital One Investment Services LLCBroker

January 2014 - January 2015 · 1 yr

Allstate Financial Services, LLCBroker

August 2001 - January 2014 · 12 yrs 5 mos

Banc of America Investment Services, INC.Broker

January 2000 - May 2001 · 1 yr 4 mos

Dean Witter Reynolds INC.Broker

October 1997 - July 1998 · 9 mos

State Registrations13 states

ALDCFLGAMDNCNYOHPASCTXVAVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.