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Matthew Westhafer

Ameriprise Financial Services, LLC
24 Years of Experience
Greensburg, IN
1 DisclosureBroker
View SEC Summary
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Matthew Westhafer is a registered investment advisor at Ameriprise Financial Services, LLC, based in Greensburg, IN, with 24 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

121 E. Main St., Greensburg, IN, 47240-2031

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew owns multiple single-family real estate properties and has a business ownership stake in an unspecified entity. He is also a co-owner of Same Chips LLC, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2023 - Present · 3 yrs 7 mos
Ameriprise Financial Services, LLC
March 2023 - Present · 3 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
October 2019 - March 2023 · 3 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - March 2023 · 3 yrs 5 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
January 2006 - October 2019 · 13 yrs 9 mos
J.J.B. Hilliard, W.L. Lyons, LLC
January 2006 - October 2019 · 13 yrs 9 mos
Fifth Third Securities, INC.
November 2005 - January 2006 · 2 mos
Fifth Third Securities, INC.Broker
July 2004 - January 2006 · 1 yr 6 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
September 2002 - July 2004 · 1 yr 10 mos
State Registrations36 states
AKALARAZCACOCTFLGAIAILINKYLAMDMIMNMOMSMTNCNENJNMNYOHOKORPASCSDTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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