Saul Stephens
Saul Stephens is a registered investment advisor at Cetera Investment Advisers LLC, based in Cleveland, OH, with 27 years of industry experience. Saul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1375 East Ninth Street, Suite 1800, Cleveland, OH, 44114
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2021Other Business ActivitiesSells Insurance
Saul sells fixed indexed annuities and provides financial services to clients through Meaden & Moore Financial Services, dedicating full-time hours to the latter. He also engages in insurance sales through Avantax Insurance Agency, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Meaden & Moore Financial Services, LTD.
1st Global Advisors INC
1st Global Capital CORP.Broker
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.