Lori Richofsky is a registered investment advisor at Morgan Stanley, based in Carlsbad, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
5796 Armada Drive, Suite 200, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lori is a sole proprietor/owner of rental property in Sacramento, California, since June 2023. She dedicates minimal time to property management after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
H. Beck, INC.Broker
International Assets Advisory, LLCBroker
S2k Financial LLCBroker
Nexbank Securities INCBroker
Atel Securities CorporationBroker
Sqn Securities LLCBroker
Cypress Capital CorporationBroker
Atel Securities CorporationBroker
Morgan Stanley Dw INC.Broker
State Registrations43 states
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