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Andrew Tran
27 Years of Experience
Huntington Beach, CA
1 DisclosureBroker
Andrew Tran is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Huntington Beach, CA, with 27 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
16141 Beach Blvd, Huntington Beach, CA, 92647
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
April 2023Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
January 2005 - Present · 21 yrs 4 mos
U.S. Bancorp Advisors, LLC
January 2005 - Present · 21 yrs 4 mos
Previous Registrations
H&r Block Financial Advisors, INC.Broker
October 2003 - January 2005 · 1 yr 3 mos
H&r Block Financial Advisors, INC.
October 2003 - January 2005 · 1 yr 3 mos
Morgan Stanley
November 1999 - November 2002 · 3 yrs
Morgan Stanley Dw INC.Broker
July 1999 - November 2002 · 3 yrs 4 mos
Prudential Securities IncorporatedBroker
September 1998 - June 1999 · 9 mos
Waldron & CO., INC.Broker
November 1997 - June 1998 · 7 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.