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Dwain Blake

27 Years of Experience
Green Bank, WV
1 DisclosureSells Insurance

Dwain Blake is a registered investment advisor at Abw, LLC, based in Green Bank, WV, with 27 years of industry experience. Dwain operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 72 clients with $15M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
72 clients
Average Client Portfolio
$205K average
Assets Under Management
$14.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1M+1.00%

Fees are negotiable based on criteria such as historical relationship, type of assets, and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Green Bank, WV

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History

Regulatory History (1)
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Customer Dispute
September 2004
Denied
Other Business ActivitiesSells Insurance

Dwain is a sole proprietor and insurance agent selling fixed insurance products in Townsend, GA. He spends about 10-20% of his time on these activities, with approximately 20 hours per month during securities trading hours.

Employment History
Current Registrations
Abw, LLC
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
Crg Wealth, LLC
June 2019 - December 2020 · 1 yr 6 mos
Liberty Partners Capital Management, LLC
October 2017 - May 2019 · 1 yr 7 mos
Liberty Partners Financial Services, LLCBroker
September 2017 - May 2019 · 1 yr 8 mos
Camarda Wealth Advisory Group
August 2016 - February 2017 · 6 mos
MML Investors Services, LLC
August 2013 - August 2016 · 3 yrs
MML Investors Services, LLCBroker
July 2013 - August 2016 · 3 yrs 1 mo
Securian Financial Services, INC.
May 2013 - July 2013 · 2 mos
Securian Financial Services, INC.Broker
December 2010 - July 2013 · 2 yrs 7 mos
Nylife Securities LLCBroker
May 2010 - December 2010 · 7 mos
MML Investors Services, INC.Broker
June 2008 - April 2010 · 1 yr 10 mos
New England SecuritiesBroker
April 2001 - May 2001 · 1 mo
Nylife Securities LLCBroker
January 1998 - May 2008 · 10 yrs 4 mos
State Registrations5 states
FLGANCTXWV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.