James Turnbull
James Turnbull is a registered investment advisor at Cetera Investment Advisers LLC, based in Hawthorne, NV, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
895 E Street, Hawthorne, NV, 89415
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is an OSJ Manager at Peak Financial Network Solutions, a financial services firm, since April 2021. He dedicates full-time hours to the execution of risk and compliance functions.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Pershing LLCBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley Dw INC.Broker
Morgan Stanley Dean Witter Online INC.Broker
State Registrations4 states
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