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Arron Dieter
28 Years of Experience
Vancouver, WA
2 DisclosuresBroker
Arron Dieter is a registered investment advisor at D.A. Davidson & CO., based in Vancouver, WA, with 28 years of industry experience. Arron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
695 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
- Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
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Location
500 Broadway, Suite 370, Vancouver, WA, 98660
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009Denied
Customer Dispute
May 2004Denied
Employment History
Current Registrations
D.A. Davidson & CO.
September 2018 - Present · 8 yrs 1 mo
D.A. Davidson & CO.Broker
September 2018 - Present · 8 yrs 1 mo
D.A. Davidson & CO.
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Umpqua Investments, INC.Broker
December 2009 - September 2018 · 8 yrs 9 mos
Umpqua Investments, INC.
December 2009 - September 2018 · 8 yrs 9 mos
Primevest Financial Services, INC.
August 2003 - December 2009 · 6 yrs 4 mos
Primevest Financial Services, INC.Broker
July 2003 - December 2009 · 6 yrs 5 mos
Edward JonesBroker
June 2003 - June 2003 · 0 mos
Charles Schwab & CO., INC.Broker
April 1998 - June 2003 · 5 yrs 2 mos
State Registrations21 states
AZCACOFLHIILMAMDMTNJNVOHORSCSDTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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