Dustin Gaj is a registered investment advisor at Mariner, based in Ballwin, MO, with 27 years of industry experience. Dustin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.
Fee Estimator
Location
Ballwin, MO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dustin is a Director and Board Member for the St. Louis Planned Giving Council since 2018, and Treasurer for the St. Louis Boy Scouts local council since 2021. He spends minimal time on each of these activities, which are not investment related.
Employment History
Current Registrations
Mariner
Previous Registrations
Amundi Asset Management US, INC.
Amundi Distributor US, INC.Broker
PNC Capital Markets LLCBroker
PNC Capital Advisors LLC
PNC Funds Distributor, LLCBroker
Argent Capital Management LLC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bethany Altis, CFPEdward Jones
- Derek Beiter, CFALPL Financial LLC
- Nicholyn Bennett, CFPEdward Jones
- James Brigman, CFPStrategic Advisers LLC
- John Neuenswander, CFPEdward Jones
- Craig Freebersyser, CFPProspera Financial Services, INC.