Mark Tompkins
Mark Tompkins is a registered investment advisor at Steward Partners Investment Advisory, LLC, based in Kennewick, WA, with 26 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 35,105 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Steward Partners offers investment management through various programs. Fees are negotiable and are calculated as a percentage of the assets managed. The maximum program fee is 2.50% annually. There are minimum new account values, but no minimum quarterly program fees are listed for the Steward Partners Discretionary Portfolios and Steward Partners Guided Portfolios. The amount of compensation Steward Partners receives varies between advisory programs and services, creating a potential conflict of interest.
Location
1030 N. Center Pkwy, Suite 310, Kennewick, WA, 99336
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
Steward Partners Investment Solutions, LLCBroker
Previous Registrations
Steward Partners Investment Solutions, LLC
LPL Financial LLCBroker
LPL Financial LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Afs Brokerage, INC.
Afs Brokerage, INC.Broker
Wachovia Securities, LLCBroker
Banc of America Investment Services, INC.Broker
Pruco Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ba Investment Services, INC.Broker
State Registrations8 states
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