Rafael Alegria
Rafael Alegria is a registered investment advisor at Oriental Financial Services LLC, based in Guaynabo, PR, with 28 years of industry experience. Rafael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 468 clients with $420M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Ave. Gonzalez Guisti, Corner Ebano Street, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (12)
Customer Dispute
May 2019Customer Dispute
April 2019Customer Dispute
January 2019Customer Dispute
September 2018Customer Dispute
August 2018Customer Dispute
August 2018Customer Dispute
June 2018Customer Dispute
November 2017Customer Dispute
November 2017Customer Dispute
July 2017Customer Dispute
July 2017Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Rafael is involved in several outside business activities, including owning a horse racing company, a real estate holding company, and a real estate development company. He also serves as an insurance agent for Oriental Insurance LLC, selling life and annuity products a few hours per week.
Employment History
Current Registrations
Oriental Financial Services LLC
Oriental Financial Services LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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