RH
RH

Rhonda Harris

22 Years of Experience
Lincoln, NE
Broker

Rhonda Harris is a registered investment advisor at LPL Financial LLC, based in Lincoln, NE, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

8545 Executive Woods Dr; Unit 3, Lincoln, NE, 68512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rhonda operates Flatwater Wealth as a DBA for her LPL business and is involved with Flatwater Associates for tax preparation and accounting. She also owns RKHarris Photography, dedicating a few hours per week to it.

Employment History
Current Registrations
LPL Financial LLC
December 2021 - Present · 4 yrs 7 mos
LPL Financial LLCBroker
December 2021 - Present · 4 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2014 - August 2020 · 6 yrs 1 mo
Robert W. Baird & CO. Incorporated
July 2014 - August 2020 · 6 yrs 1 mo
Princor Financial Services Corporation
October 2011 - August 2012 · 10 mos
Princor Financial Services CorporationBroker
October 2011 - August 2012 · 10 mos
Ameritas Investment CORP
May 2008 - March 2011 · 2 yrs 10 mos
Ameritas Investment CORP.Broker
February 2005 - March 2011 · 6 yrs 1 mo
Citigroup Global Markets INC.Broker
July 2000 - November 2004 · 4 yrs 4 mos
Dain Rauscher IncorporatedBroker
December 1998 - October 1999 · 10 mos
State Registrations1 state
NE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.