David Coffee
David Coffee is a registered investment advisor at Calton & Associates, INC., based in Sugarland, TX, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
Sugarland, TX
Get directionsHistory
Regulatory History (3)
Financial
November 2017Judgment / Lien
March 2007Customer Dispute
November 2004Other Business Activities
David is an Investment Advisor Representative (IAR) at Westpark Wealth Advisors since 2014, assisting clients in managing accounts. This takes a few hours per week, with minimal time spent during securities trading hours.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Westpark Wealth Advisors, INC.
Previous Registrations
Ims Securities, INC.Broker
Sunbelt Securities, INC.Broker
Ffm Advisor Group LLC
Fox Financial Management CorporationBroker
First Financial Equity CorporationBroker
First Financial Equity Corporation
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.