Benjamin Compton
Benjamin Compton is a registered investment advisor at LPL Financial LLC, based in La Plata, MD, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6529 Crain Hwy, La Plata, MD, 20646
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin operates under the DBA Oak and Stone Capital Advisors for his LPL business. He also works as an insurance agent selling property and casualty insurance, life insurance, disability insurance, individual and group health insurance, and fixed annuities, dedicating minimal time to property/casualty and a few hours per week to the other insurance products. Additionally, Benjamin is a part-time school bus driver and a Girl Scout troop money manager.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
Allstate Financial Services, LLCBroker
Nylife Securities INC.Broker
Signator Investors, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.