Sean Falk
Sean Falk is a registered investment advisor at Peak Investment Advisors, INC., based in Germantown, MD, with 26 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 114 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.70% |
| $500K - $1.0M | 1.60% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.40% |
| $3M+ | 1.30% |
Standard fees are rarely used; most are negotiated at a lower rate than our standard rate.
Fee Estimator
Location
13216 Executive Park Terrace, Germantown, MD, 20874
Get directionsHistory
Regulatory History (3)
Regulatory
June 2005Regulatory
March 2005Employment Separation After Allegations
November 2004Other Business ActivitiesSells Insurance
Sean is a managing member/owner of Peak Insurance & Benefit Services, LLC, dedicating about a quarter of his time to sales and service. He also works part-time as a tax preparer during tax season and owns rental property, spending minimal time on maintenance and record-keeping.
Employment History
Current Registrations
Peak Investment Advisors, INC.
Previous Registrations
Golden Beneficial Securities CorporationBroker
Nt Securities LLCBroker
The Concord Equity Group, LLCBroker
Signator Investors, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.