Thomas Gatto
Thomas Gatto is a registered investment advisor at Wells Fargo Advisors, based in Ossining, NY, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3 Pleasantville Rd, Ossining, NY, 10562
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2006Other Business Activities
Thomas owns multiple rental properties in Rhode Island and Florida. He spends minimal time on these activities.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
AXA Distributors, LLCBroker
Tiaa-Cref Individual & Institutional Services, INC.Broker
M.S. Farrell & Company, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mauricio EspinozaWells Fargo Advisors
- Jeffrey Blazek, CFANeuberger Berman Bd LLC
- Christopher Judge, CFPSpc
- Lawrence Blau, CFPLl Financial Services, LLC
- Joseph Gallo, CFPFieldstone Money Management, INC.