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Debra Shultz

LPL Financial LLC
26 Years of Experience
Overland Park, KS
1 DisclosureBrokerSells Insurance
View SEC Summary
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Debra Shultz is a registered investment advisor at LPL Financial LLC, based in Overland Park, KS, with 26 years of industry experience. Debra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Overland Park, KS

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History

Regulatory History (1)
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Customer Dispute
April 2025
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Debra offers long-term care insurance through Mutual of Omaha, dedicating minimal time to this activity. She is also an agent with Millennium Brokerage Group, LLC selling non-variable insurance, spending a few hours per week. Finally, Debra is involved with the Missouri Korean War Veterans Memorial, spending about a third of her time.

Employment History
Current Registrations
LPL Financial LLC
February 2019 - Present · 7 yrs 8 mos
LPL Financial LLCBroker
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
V Wealth Advisors LLC
December 2010 - January 2023 · 12 yrs 1 mo
Country Club Financial Services, INC.Broker
July 2009 - July 2010 · 1 yr
Country Club Financial Services, INC.
July 2009 - July 2010 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2002 - April 2007 · 5 yrs 3 mos
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
New England SecuritiesBroker
December 1997 - December 1998 · 1 yr
State Registrations5 states
COCTKSMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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