James Burns
James Burns is a ChFC-designated registered investment advisor at LPL Financial LLC, based in West Hartford, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
433 South Main St Ste 120, West Hartford, CT, 06110
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Regulatory History (1)
Customer Dispute
September 2015Other Business Activities
James is associated with Northstar Wealth Partners, LLC as a DBA for his LPL business since 2019. He spends nearly full-time on this activity, with 140 hours dedicated to securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Northstar Wealth Partners LLC
Dime Investment Services
Cambridge Investment Research, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
New England SecuritiesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.