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Toni Marie Vaughan

Spark Asset Management Group
21 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
Spark Asset Management Group
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
33 clients
Average Client Portfolio
$266K average
Assets Under Management
$8.8M

Fee Structure

Financial Planning:Included in AUM fee

Location

708 Mclain Road, Kannapolis, NC, 28083

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Spark Asset Management Group
June 2017 - Present · 8 yrs 8 mos
Synergy Investment Group, LLC
April 2012 - Present · 13 yrs 10 mos
Previous Registrations
Bts Asset Management, INC.
July 2017 - December 2022 · 5 yrs 5 mos
Sterne Agee Investment Advisors, INC.
April 2012 - April 2012 · 0 mos
Synergy Investment Group, LLC
August 2004 - March 2012 · 7 yrs 7 mos
State Registrations2 states
CONC
Advisor
Exams
No exam information available for this advisor.