Lewis Walker
Lewis Walker is a registered investment advisor at LPL Financial LLC, based in Woodstock, GA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
233 Arnold Mill Rd, Woodstock, GA, 30188
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2010Customer Dispute
October 2000Other Business Activities
Lewis is in a partnership with their spouse to purchase commercial real estate for long-term hold, dedicating a few hours per week. Lewis also operates under the DBAs Sterling Wealth Services and Webster Investments for their LPL business, spending about 10-20% of their time on Sterling Wealth Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Salomon Smith Barney INC.Broker
Royce Investment Group, INC.Broker
Colin Winthrop & CO., INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.