William Rockett is a CFA-designated registered investment advisor at Mercer Global Advisors INC., based in Denver, CO, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 31,333 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Schedule is for Wealth Management and Ascend Group. Guided Investing starts at 1.10% for the first $1 million in managed assets with a lower minimum fee of $1,200. Wealth Path starts at 1.30% for the first $1 million with a minimum fee of $6,000.
Fee Estimator
Location
1200 17th Street, Suite 2000, Denver, CO, 80202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is an adjunct professor of finance and business ethics at Fordham University since 2021, dedicating about 10-20% of his time. He is also an adjunct professor for an online MBA program at LaSalle University since 2023, spending a few hours per week.
Employment History
Current Registrations
Mercer Global Advisors INC.
Previous Registrations
Eaton Vance Management
Eaton Vance Distributors, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
S F Sentry Securities, INC.Broker
Barclays Capital INC.Broker
Ust Financial Services CORP.Broker
Schroder & CO. INC.Broker
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.