LJ
CFP
LJ
CFP

Leonard Johnson

28 Years of Experience
Oakbrook Terrace, IL
3 DisclosuresBroker

Leonard Johnson is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Oakbrook Terrace, IL, with 28 years of industry experience. Leonard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1 Tower Ln Ste 2160, Oakbrook Terrace, IL, 60181

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2016
Final
Customer Dispute
February 2010
Denied
Customer Dispute
April 2005
Denied
Other Business Activities

Leonard is the owner of LTJ Mediation since October 2024. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2017 - Present · 9 yrs 1 mo
Ameriprise Financial Services, LLC
August 2017 - Present · 9 yrs 1 mo
Ameriprise Financial Services, LLCBroker
August 2017 - Present · 9 yrs 1 mo
Previous Registrations
Sagepoint Financial, INC.
March 2015 - September 2017 · 2 yrs 6 mos
Sagepoint Financial, INC.Broker
February 2015 - September 2017 · 2 yrs 7 mos
New England Securities Corporation
January 2010 - December 2014 · 4 yrs 11 mos
New England SecuritiesBroker
January 2010 - December 2014 · 4 yrs 11 mos
Ameriprise Financial Services, INC.
December 2000 - January 2010 · 9 yrs 1 mo
Ameriprise Financial Services, INC.Broker
December 2000 - January 2010 · 9 yrs 1 mo
Ids Life Insurance CompanyBroker
December 2000 - July 2006 · 5 yrs 7 mos
H&r Block Financial Advisors, INC.Broker
January 1998 - December 2000 · 2 yrs 11 mos
Chicago Investment Group, INC.Broker
November 1997 - December 1997 · 1 mo
State Registrations10 states
AZCACOILINMINVNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.