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LJ
CFP
LJ
CFP

Leonard Johnson

Ameriprise Financial Services, LLC
28 Years of Experience
Oakbrook Terrace, IL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Leonard Johnson is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Oakbrook Terrace, IL, with 28 years of industry experience. Leonard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Tower Ln Ste 2160, Oakbrook Terrace, IL, 60181

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
Customer Dispute
April 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Leonard is the owner of LTJ Mediation since October 2024. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLC
August 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Sagepoint Financial, INC.
March 2015 - September 2017 · 2 yrs 6 mos
Sagepoint Financial, INC.Broker
February 2015 - September 2017 · 2 yrs 7 mos
New England Securities Corporation
January 2010 - December 2014 · 4 yrs 11 mos
New England SecuritiesBroker
January 2010 - December 2014 · 4 yrs 11 mos
Ameriprise Financial Services, INC.
December 2000 - January 2010 · 9 yrs 1 mo
Ameriprise Financial Services, INC.Broker
December 2000 - January 2010 · 9 yrs 1 mo
Ids Life Insurance CompanyBroker
December 2000 - July 2006 · 5 yrs 7 mos
H&r Block Financial Advisors, INC.Broker
January 1998 - December 2000 · 2 yrs 11 mos
Chicago Investment Group, INC.Broker
November 1997 - December 1997 · 1 mo
State Registrations10 states
AZCACOILINMINVNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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