TrueAdvisor
TrueAdvisor
JH
JH

James Hughes

Calton & Associates, INC.
28 Years of Experience
Jasper, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Hughes is a registered investment advisor at Calton & Associates, INC., based in Jasper, TX, with 28 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

150 West Gibson, Jasper, TX, 75951

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James is an agent/broker for Texas Financial Center, Inc. selling life and health insurance since 1997, dedicating nearly full-time hours to this activity. He is also an agent and minority owner of Timberlake Insurance Group LLC, selling property and casualty insurance, spending a few hours per week. Additionally, James owns Hughes Rental Properties, dedicating minimal time.

Employment History
Current Registrations
Calton & Associates, INC.Broker
June 2023 - Present · 3 yrs 4 mos
Dominion Portfolio Management, INC.
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Dominion Investor Services, INC.Broker
June 2017 - July 2023 · 6 yrs 1 mo
Vsr Financial Services, INC.Broker
September 2016 - November 2016 · 2 mos
Vsr Advisory Services
September 2016 - November 2016 · 2 mos
Summit Brokerage Services, INC.Broker
September 2016 - June 2017 · 9 mos
Summit Financial Group INC
September 2016 - June 2017 · 9 mos
Vsr Advisory Services
September 2009 - September 2016 · 7 yrs
Vsr Financial Services, INC.Broker
July 2005 - September 2016 · 11 yrs 2 mos
Sunamerica Securities, INC.Broker
March 2001 - July 2005 · 4 yrs 4 mos
Nylife Securities INC.Broker
February 1998 - March 2001 · 3 yrs 1 mo
PFS Investments INC.Broker
November 1997 - December 1997 · 1 mo
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Jasper, TX →All financial advisors in Texas →