Tracy Nolen is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20 Linden Place, Red Bank, NJ, 07701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 9 mos
Morgan StanleyBroker
July 2009 - Present · 17 yrs
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - November 2009 · 3 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
February 2005 - February 2006 · 1 yr
Suntrust Securities, INC.Broker
October 2002 - January 2005 · 2 yrs 3 mos
Lm Financial Partners, INC.Broker
May 2001 - October 2002 · 1 yr 5 mos
Legg Mason Wood Walker, IncorporatedBroker
September 2000 - May 2001 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.