RG
RG

Robin Gann

18 Years of Experience
Little Rock, AR
Broker

Robin Gann is a registered investment advisor at Ameriprise Financial Services, LLC, based in Little Rock, AR, with 18 years of industry experience. Robin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

415 N McKinley St, Ste 1140, Little Rock, AR, 72205-3177

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robin is the Secretary of the Board of Directors for Gann since 2016, dedicating minimal time. Robin also serves on the UALR College of STEM - Dean's Leadership Council as Chair of the Membership committee and on the UAMS College of Nursing Dean's Advisory Council, dedicating minimal time to each.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2012 - Present · 13 yrs 11 mos
Ameriprise Financial Services, LLC
June 2012 - Present · 13 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
New England Securities Corporation
August 2008 - June 2012 · 3 yrs 10 mos
New England SecuritiesBroker
September 2007 - June 2012 · 4 yrs 9 mos
State Registrations6 states
ARKYLANYTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robin Gann - Financial Advisor | TrueAdvisor