Scott Coles is a registered investment advisor at Morgan Stanley, based in Syracuse, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
250 South Clinton Street, Suite 500, Syracuse, NY, 13202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2015 - Present · 10 yrs 11 mos
Morgan Stanley
June 2015 - Present · 10 yrs 11 mos
Morgan StanleyBroker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Oneida Wealth Management, INC.
March 2015 - June 2015 · 3 mos
Oneida Wealth Management, INC.Broker
April 2014 - June 2015 · 1 yr 2 mos
Cadaret Grant & CO INC
January 2013 - April 2014 · 1 yr 3 mos
Cadaret, Grant & CO., INC.Broker
January 2013 - April 2014 · 1 yr 3 mos
Morgan Stanley
November 2011 - December 2012 · 1 yr 1 mo
Morgan StanleyBroker
November 2011 - December 2012 · 1 yr 1 mo
RBC Capital Markets, LLC
August 2005 - October 2011 · 6 yrs 2 mos
RBC Capital Markets, LLCBroker
July 2004 - October 2011 · 7 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
May 1999 - July 2004 · 5 yrs 2 mos
M&t Securities, INC.Broker
April 1998 - December 1998 · 8 mos
American Express Financial Advisors INC.Broker
December 1997 - February 1998 · 2 mos
Ids Life Insurance CompanyBroker
December 1997 - February 1998 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.