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Brent Gramman

28 Years of Experience
Indianapolis, IN
Broker

Brent Gramman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Indianapolis, IN, with 28 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2900 E 96th St, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brent works as a financial advisor in a firm where Charles is the FA. This takes about a quarter of Brent's time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLC
February 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
AXA Advisors, LLCBroker
March 2012 - February 2018 · 5 yrs 11 mos
AXA Advisors, LLC
March 2012 - February 2018 · 5 yrs 11 mos
AXA Advisors, LLCBroker
April 2011 - March 2012 · 11 mos
AXA Advisors, LLC
April 2011 - March 2012 · 11 mos
AXA Advisors, LLC
November 1999 - March 2011 · 11 yrs 4 mos
AXA Advisors, LLCBroker
November 1997 - March 2011 · 13 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1997 - January 2000 · 2 yrs 2 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.