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Alexander Batt

26 Years of Experience
Fort Lauderdale, FL
2 DisclosuresBroker

Alexander Batt is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 26 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

500 East Broward Blvd, Suite 1630, Fort Lauderdale, FL, 33394

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2020
Settled
Customer Dispute
April 2016
Settled
Other Business Activities

Alexander has ownership stakes in C Squared Vero Beach and Three Bulls LLC, both investment-related. He spends minimal time on C Squared Vero Beach and a few hours per week on Three Bulls LLC.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2019 - Present · 7 yrs 3 mos
Wells Fargo Advisors
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2010 - July 2019 · 9 yrs
Macro Financial, LLCBroker
January 2007 - December 2008 · 1 yr 11 mos
Fimat Preferred LLCBroker
October 2005 - October 2006 · 1 yr
Dru Stock INCBroker
April 2003 - October 2005 · 2 yrs 6 mos
Goldman, Sachs & CO.Broker
September 2002 - November 2002 · 2 mos
Spear, Leeds & Kellogg, L.P.Broker
December 1997 - September 2002 · 4 yrs 9 mos
State Registrations12 states
ARAZCACODEFLGANJNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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