SW
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Scott Weingarden
28 Years of Experience
Coral Gables, FL
1 DisclosureBroker
Scott Weingarden is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009Settled
Other Business Activities
Scott is a partner in Brickell Xtra Storage/International Bonded Warehouse since 2018. He dedicates minimal time to this business, and it is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
January 1998 - Present · 28 yrs 4 mos
Raymond James & Associates, INC.Broker
January 1998 - Present · 28 yrs 4 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.