KB
KB

Kevin Bentley

27 Years of Experience
Memphis, TN
Broker

Kevin Bentley is a registered investment advisor, based in Memphis, TN, with 27 years of industry experience.

Location

6410 Poplar Avenue, Suite 500, Memphis, TN, 38119-4836

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is the compliance officer for Banes Capital Group, LLC, and the chief compliance officer for Banes Capital Management, LLC, both investment-related. He spends a few hours per week on these activities.

Employment History
Current Registrations
Memphis CapitalBroker
April 2016 - Present · 10 yrs 1 mo
Memphis Capital Management, LLC
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Shay Assets Management INC
August 2011 - December 2013 · 2 yrs 4 mos
Provenance Financial INC.Broker
August 2011 - May 2016 · 4 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2011 · 2 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2011 · 2 yrs 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2004 - April 2007 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
July 1998 - April 2007 · 8 yrs 9 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.