Michael Middendorf is a CFP-designated registered investment advisor, based in Houston, TX, with 27 years of industry experience.
Location
1710 State Street, Houston, TX, 77007
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an IAR Rep with Alpha Cubed Investments LLC, spending about half his time working with clients on investment strategies. He is also a Registered Rep with The Leader's Group, selling annuities and insurance products, dedicating about 10-20% of his time. Additionally, Michael is a sole proprietor of Northstar Financial Planning & Insurance, a DBA used for financial tracking, spending about a quarter of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Previous Registrations
Alpha Cubed Investments, LLC
The Leaders Group, INC.Broker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
TD Waterhouse Investor Services, INC.
TD Waterhouse Investor Services, INC.Broker
Cybertrader, INC.Broker
Charles Schwab & CO., INC.Broker
Dortch Securities & Investments, INC.Broker
TD Waterhouse Investor Services, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.