PS
PS
Prakash Simha
28 Years of Experience
Las Vegas, NV
4 Disclosures
Prakash Simha is a registered investment advisor at Prakash Investment Advisors LLC, based in Las Vegas, NV, with 28 years of industry experience. Prakash operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 86 clients with $130M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
86 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$130.3M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.80% |
| $2.0M - $3.0M | 1.60% |
| $3.0M - $4.0M | 1.40% |
| $4M+ | 1.00% |
Fees are negotiable at the Advisor's sole discretion for extenuating circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Las Vegas, NV
Get directionsHistory
Regulatory History (4)
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Customer Dispute
July 2013Settled
Regulatory
July 2012Final
Regulatory
May 2011Final
Employment Separation After Allegations
December 2009Employment History
Current Registrations
Prakash Investment Advisors LLC
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
The Strategic Financial Alliance
January 2010 - September 2012 · 2 yrs 8 mos
The Strategic Financial Alliance, INC.Broker
December 2009 - September 2012 · 2 yrs 9 mos
Investors Capital Advisory
January 2005 - December 2009 · 4 yrs 11 mos
Eastern Point Advisors INC.
September 2003 - December 2004 · 1 yr 3 mos
Investors Capital CORP.Broker
February 2003 - December 2009 · 6 yrs 10 mos
Metlife Securities INC.Broker
December 1997 - February 2003 · 5 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
December 1997 - February 2003 · 5 yrs 2 mos
State Registrations2 states
NVTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.