Theodore Stricker
Theodore Stricker is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cedarhurst, NY, with 28 years of industry experience. Theodore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
126 Spruce St., Cedarhurst, NY, 11516
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Theodore operates under the DBAs Bernath and Rosenberg and Milvado Wealth Advisors LLC for his LPL business, dedicating full-time hours to these activities. He also engages in non-variable insurance activities, spending minimal time on them.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
J.P. Turner & Company, L.L.C.Broker
Summit Brokerage Services, INC.Broker
Investors Capital CORP.Broker
Legend Equities CorporationBroker
First Allied Securities, INC.Broker
Cetera Investment Services LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Hochman & Baker Securities, INC.Broker
Cetera Financial Specialists LLCBroker
Capital Brokerage CorporationBroker
Terra Securities CorporationBroker
Schonfeld Securities, LLCBroker
On-Site Trading, INC.Broker
Spencer Clarke L.P.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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