Luis Vegas is a registered investment advisor, based in Skokie, IL, with 24 years of industry experience.
Location
5215 old Orchard Rd, Suite 420, Skokie, IL, 60077
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Snowden Capital Advisors LLC
November 2020 - Present · 5 yrs 8 mos
Snowden Account Services LLCBroker
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLC
July 2013 - November 2020 · 7 yrs 4 mos
J.P. Morgan Securities LLCBroker
January 2003 - November 2020 · 17 yrs 10 mos
Bear, Stearns & CO. INC.Broker
May 1998 - July 1999 · 1 yr 2 mos
State Registrations8 states
CAFLILNVNYPRTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.