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Douglas Shepard
27 Years of Experience
San Diego, CA
1 DisclosureBroker
Douglas Shepard is a registered investment advisor at Eagle Strategies LLC, based in San Diego, CA, with 27 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2404 advisors
Number of Clients
111,361 clients
Average Client Portfolio
$228K average
Assets Under Management
$25.4B
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
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Location
San Diego, CA
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Regulatory History (1)
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Customer Dispute
December 2002Denied
Employment History
Current Registrations
Eagle Strategies LLC
June 2021 - Present · 4 yrs 11 mos
Nylife Distributors LLC
January 2015 - Present · 11 yrs 4 mos
Nylife Distributors LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Realty Capital Securities, LLCBroker
July 2014 - December 2014 · 5 mos
AXA Distributors, LLCBroker
January 2012 - July 2014 · 2 yrs 6 mos
John Hancock Advisers, LLC
December 2008 - December 2010 · 2 yrs
John Hancock Distributors LLCBroker
September 2008 - December 2011 · 3 yrs 3 mos
Unionbanc Investment Services, LLC
May 2002 - September 2008 · 6 yrs 4 mos
Unionbanc Investment Services, LLCBroker
May 2002 - September 2008 · 6 yrs 4 mos
Wm Financial Services, INC.Broker
September 2001 - May 2002 · 8 mos
Sentra Securities CorporationBroker
June 2001 - July 2001 · 1 mo
Royal Alliance Associates, INC.Broker
December 1998 - May 2001 · 2 yrs 5 mos
Spider Securities, INC.Broker
June 1998 - December 1998 · 6 mos
State Registrations26 states
AKARAZCACOHIIAIDILKSLAMNMOMTNDNENMNVOKORSDTXUTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.