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Trent Gain

27 Years of Experience
Fort Mill, SC
Broker

Trent Gain is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 4 yrs 11 mos
LPL Financial LLC
August 2021 - Present · 4 yrs 11 mos
LPL Financial LLCBroker
August 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
June 2016 - August 2021 · 5 yrs 2 mos
Cambridge Investment Research, INC.Broker
May 2016 - August 2021 · 5 yrs 3 mos
Independent Financial Partners
August 2013 - May 2016 · 2 yrs 9 mos
LPL Financial LLCBroker
July 2013 - May 2016 · 2 yrs 10 mos
USAA Financial Planning Services
February 2011 - June 2013 · 2 yrs 4 mos
USAA Financial Advisors, INC.Broker
September 2010 - June 2013 · 2 yrs 9 mos
Mutual Service CorporationBroker
August 2005 - October 2009 · 4 yrs 2 mos
Franklin/templeton Distributors, INC.Broker
December 1997 - May 2005 · 7 yrs 5 mos
State Registrations2 states
FLSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Trent Gain - Financial Advisor | TrueAdvisor