PH
PFS
PH
PFS

Paul Hood

28 Years of Experience
Bartlesville, OK
Broker

Paul Hood is a PFS-designated registered investment advisor at LPL Financial LLC, based in Bartlesville, OK, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1821 SE Washington Blvd, Bartlesville, OK, 74006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul operates several businesses, including Hood & Associates CPAs PC, Hood Financial Group, Inc, Hood Professional Services, LLC, Hood IT Services, LLC, Hood Ranch Lands, LLC, HOOD HOLDINGS, LLC, and Hood Bros Financial LLC. He also works as a notary and dedicates a few hours per week to Hood Professional Services, LLC, Hood IT Services, LLC, Hood Ranch Lands, LLC, HOOD HOLDINGS, LLC, and Hood Bros Financial LLC.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 5 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
October 2017 - December 2022 · 5 yrs 2 mos
Royal Alliance Associates, INC.
October 2017 - December 2022 · 5 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2009 - October 2017 · 8 yrs 8 mos
National Planning CorporationBroker
February 2009 - October 2017 · 8 yrs 8 mos
Sagepoint Financial, INC.Broker
October 2008 - February 2009 · 4 mos
Sagepoint Financial, INC.
October 2008 - February 2009 · 4 mos
American General Securities Incorporated
January 2006 - October 2008 · 2 yrs 9 mos
American General Securities IncorporatedBroker
October 2002 - October 2008 · 6 yrs
Sutterfield Financial Group, INC.
June 2000 - January 2007 · 6 yrs 7 mos
Sutterfield Financial Group, INC.
June 2000 - December 2002 · 2 yrs 6 mos
Franklin Financial Services CorporationBroker
December 1997 - October 2002 · 4 yrs 10 mos
State Registrations13 states
ARAZCACOFLKSMONVOHOKSDTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Hood - Financial Advisor | TrueAdvisor