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Thomas Parkin

Bfc Planning, INC.
14 Years of Experience
Cedar Rapids, IA
6 DisclosuresBroker
View SEC Summary
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Thomas Parkin is a registered investment advisor at Bfc Planning, INC., based in Cedar Rapids, IA, with 14 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4201 42nd Street Ne, Suite 100, Cedar Rapids, IA, 52402

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2026
Pending
Financial
July 2026
Pending
Financial
July 2026
Pending
Financial
July 2026
Pending
Financial
October 2023
Final
Financial
July 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bfc Planning, INC.
June 2026 - Present · 4 mos
Berthel, Fisher & Company Financial Services, INC.Broker
June 2026 - Present · 4 mos
Securities Management & Research, INC.Broker
June 2026 - Present · 4 mos
Previous Registrations
Wells Fargo Advisors
July 2024 - December 2025 · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - December 2025 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2021 - December 2025 · 4 yrs 4 mos
Wells Fargo Advisors
August 2021 - December 2025 · 4 yrs 4 mos
Fbl Wealth Management, LLC
March 2019 - September 2019 · 6 mos
Fbl Marketing Services, LLCBroker
March 2019 - September 2019 · 6 mos
Allegis Investment Services, LLCBroker
November 2016 - February 2019 · 2 yrs 3 mos
Allegis Investment Advisors, LLC
November 2016 - July 2018 · 1 yr 8 mos
Horace Mann Investors, INC.Broker
March 2016 - May 2016 · 2 mos
Alpine Securities CorporationBroker
February 2012 - October 2012 · 8 mos
Allstate Financial Services, LLCBroker
November 2007 - December 2011 · 4 yrs 1 mo
Regal Advisory Services, INC.
August 2007 - December 2007 · 4 mos
Regal Securities, INC.Broker
July 2007 - January 2008 · 6 mos
Brookstreet Securities CorporationBroker
May 2007 - July 2007 · 2 mos
Morgan Stanley Dean Witter Online INC.Broker
May 1999 - March 2000 · 10 mos
Fidelity Brokerage Services, INC.Broker
December 1997 - April 1999 · 1 yr 4 mos
State Registrations2 states
IAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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