LB
LB
Louis Body
28 Years of Experience
Jacksonville, FL
1 DisclosureBroker
Louis Body is a registered investment advisor at Cetera Investment Advisers LLC, based in Jacksonville, FL, with 28 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
10199 Southside Blvd Building One Suite 200, Jacksonville, FL, 32256
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014Denied
Other Business Activities
Louis is the CIO and a financial professional at Capital Financial Strategies, a financial services business. This takes about a quarter of his time, including a significant portion during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2023 - Present · 2 yrs 10 mos
Cetera Wealth Services, LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
March 2015 - August 2023 · 8 yrs 5 mos
Securian Financial Services, INC.Broker
March 2015 - August 2023 · 8 yrs 5 mos
Metlife Securities INC.
February 2012 - March 2015 · 3 yrs 1 mo
Metlife Securities INC.Broker
February 2012 - March 2015 · 3 yrs 1 mo
Princor Financial Services Corporation
October 2006 - February 2012 · 5 yrs 4 mos
Princor Financial Services CorporationBroker
October 2006 - February 2012 · 5 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
October 2000 - August 2006 · 5 yrs 10 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
December 1997 - October 2000 · 2 yrs 10 mos
State Registrations13 states
ALCTFLGAINMAMSNCNJNYSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.