James Mcgathey is a registered investment advisor, based in Treasure Island, FL, with 28 years of industry experience.
Location
Treasure Island, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a CPA and sole proprietor providing tax preparation and accounting services since 1993, dedicating about 10-20% of his time. He is also an Equity Indexed Annuity Agent with Avantax Insurance Agency LLC since 2018, spending a few hours per week and has the ability to sell various annuity and insurance products.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Symetra Investment Services, INC.
Symetra Investment Services, INC.Broker
H.D. Vest Investment ServicesBroker
Waddell & Reed, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.