SP
SP

Samuel Paolino

26 Years of Experience
Haddon Heights, NJ
Broker

Samuel Paolino is a registered investment advisor at Cetera Investment Advisers LLC, based in Haddon Heights, NJ, with 26 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6 White Horse Pike, Suite 1A, Haddon Heights, NJ, 08035

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Samuel operates under the DBAs Rafter, Lewis & Paolino Financial Advisors and Rosenthal CPA Company, both providing financial services. These activities take up nearly full-time hours, with a significant portion during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2011 - Present · 14 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Legend Equities CorporationBroker
April 2015 - January 2016 · 9 mos
LPL Financial CorporationBroker
February 2009 - May 2010 · 1 yr 3 mos
Sunamerica Capital Services, INC.Broker
October 2007 - January 2009 · 1 yr 3 mos
Lincoln Financial Distributors, INC.Broker
November 2004 - August 2007 · 2 yrs 9 mos
Planco Financial Services, INC.Broker
July 2002 - September 2004 · 2 yrs 2 mos
Univest Investments, INC.Broker
October 1999 - June 2002 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
November 1998 - June 1999 · 7 mos
Planco Financial Services, INC.Broker
May 1998 - October 1998 · 5 mos
State Registrations16 states
ALCADCDEFLHIILMAMDMENCNHNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.