CR
CR

Cindy Raap

22 Years of Experience
South Jordan, UT
Broker

Cindy Raap is a registered investment advisor at Morgan Stanley, based in South Jordan, UT, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

680 West 10000 South, South Jordan, UT, 84095

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Cindy is a sole proprietor/owner of a Mary Kay retail/online store in Addison, Texas, since December 2024. She dedicates minimal time to this sales/marketing activity after business hours.

Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 7 mos
Morgan Stanley
December 2013 - Present · 12 yrs 9 mos
Morgan StanleyBroker
December 2013 - Present · 12 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
September 2011 - December 2013 · 2 yrs 3 mos
E*trade Securities LLCBroker
September 2010 - August 2011 · 11 mos
Harrisdirect LLCBroker
November 2003 - April 2005 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
November 2000 - April 2003 · 2 yrs 5 mos
Morgan Stanley Dean Witter Online INC.Broker
July 1999 - November 2000 · 1 yr 4 mos
Fidelity Brokerage Services, INC.Broker
January 1998 - June 1999 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.