Royce Gittings is a registered investment advisor at Dunham, based in San Diego, CA, with 20 years of industry experience. Royce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Investment Management, Retirement Planning. Their firm serves 12,032 clients with $4.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dunham offers investment management through separately managed accounts (SMAs). The fees for SMAs range from 0.25% to 1.00% of the assets managed. These fees are negotiable and may vary based on client circumstances, investment strategies, and account size. Dunham may pay a portion of this fee to Dunham Trust Company for custody and portfolio accounting services.
Location
6256 Greenwich Drive, Suite 550, San Diego, CA, 92122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Royce is an agent with Dunham Trust Company (DTC) since 2006, which offers trustee, investment management, and custodial services. He spends minimal time executing documents and establishing accounts for DTC.
Employment History
Current Registrations
Dunham
DunhamBroker
Previous Registrations
Dunham & Associates Investment Counsel, INC.Broker
Dunham & Associates Investment Counsel, INC.
Mutual of America Life Insurance CompanyBroker
State Registrations1 state
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