Mark Gonzalez is a registered investment advisor at Morgan Stanley, based in New York, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, 21st Floor, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2020 - Present · 6 yrs 1 mo
Morgan StanleyBroker
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Deutsche Bank Securities INC.Broker
September 2012 - April 2020 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - June 2012 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2012 · 2 yrs 8 mos
Banc of America Investment Services, INC.
January 2007 - October 2009 · 2 yrs 9 mos
Banc of America Investment Services, INC.Broker
September 2006 - October 2009 · 3 yrs 1 mo
J.P. Morgan Securities INC.Broker
November 2003 - September 2006 · 2 yrs 10 mos
State Registrations28 states
ALAZCACOCTDCDEFLGAILLAMAMDMIMSNCNJNVNYOHPARISCTXVAVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.