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Rochelle Cairo

Truist Advisory Services, INC.
28 Years of Experience
Sarasota, FL
1 DisclosureBroker
View SEC Summary
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Rochelle Cairo is a registered investment advisor at Truist Advisory Services, INC., based in Sarasota, FL, with 28 years of industry experience. Rochelle is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.

Truist Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1974 advisors
Number of Clients
129,307 clients
Average Client Portfolio
$599K average
Assets Under Management
$77.4B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.25%
$100K - $250K2.20%
$250K - $500K2.15%
$500K - $1.0M2.00%
$1.0M - $2.0M1.85%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.65%
$10.0M - $25.0M1.50%
$25M+1.45%

Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1777 Main St, Fl 7, Sarasota, FL, 34236

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2007
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Truist Advisory Services, INC.
August 2016 - Present · 10 yrs 2 mos
Truist Investment Services, INC.
March 2014 - Present · 12 yrs 7 mos
Truist Investment Services, INC.Broker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Suntrust Investment Services, INC.
March 2014 - December 2016 · 2 yrs 9 mos
Wells Fargo Advisors, LLC
March 2003 - March 2014 · 11 yrs
Wells Fargo Advisors, LLCBroker
February 2003 - March 2014 · 11 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
December 2002 - February 2003 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2002 - February 2003 · 2 mos
Wachovia Securities, INC.
October 2000 - November 2002 · 2 yrs 1 mo
Wachovia Securities, INC.Broker
October 2000 - November 2002 · 2 yrs 1 mo
First Union Brokerage Services, INC.Broker
October 1998 - October 2000 · 2 yrs
Dean Witter Reynolds INC.Broker
January 1998 - September 1998 · 8 mos
State Registrations42 states
AKALAZCACOCTDEFLGAIDILINKSKYMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHORPAPRRISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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